Policies and Procedures

Title Download File
Client Rights & Obligations, RDD, Dos & Don’ts in Vernacular Languages
NSE  Download
MCX  Download
BSE  Download
Exchange Circulars
Revised guidelines on margin collection Download
ECN Declaration  Download
Insider Trading Policy  Download
Internal Control Policy  Download
Policy on Pre Funded Instruments and Electronic Fund Transfer  Download
Survelliance Risk Management Policy  Download
Dormant Policy  Download
Investor Grievance Policy  Download
Conflict of Interest Policy  Download
Non Mandatory KYC Equity & Commodity  Download
Dos and Donts for Dealers Direct Indirect Channel  Download
Post Trade Confirmation Script  Download
Pre Trade Confirmation Script  Download
PMLA Policy  Download