Client Rights & Obligations, RDD, Dos & Don’ts in Vernacular Languages |
NSE |
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MCX |
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BSE |
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Exchange Circulars |
Revised guidelines on margin collection |
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General |
ECN Declaration |
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Insider Trading Policy |
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Internal Control Policy |
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Policy on Pre Funded Instruments and Electronic Fund Transfer |
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Survelliance Risk Management Policy |
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Dormant Policy |
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Investor Grievance Policy |
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Conflict of Interest Policy |
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Non Mandatory KYC Equity & Commodity |
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Dos and Donts for Dealers Direct Indirect Channel |
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Post Trade Confirmation Script |
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Pre Trade Confirmation Script |
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PMLA Policy |
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